Notification of Privacy Policy
At Arrow Alliance, protecting your privacy is very important to us. As a financial services firm, we collect and use nonpublic personal information (NPI) in order to provide our clients (prospective, current, or former) with a broad range of financial services as effectively and conveniently as possible. We are providing this notification to inform you of the types of NPI we collect, our privacy safeguards and sharing practices. We handle all NPI in accordance with this policy.
Nonpublic personal information (NPI) is confidential personal information about you that we obtain in connection with providing financial services or products to you. We generally collect NPI about you from the following sources:
We do not disclose any nonpublic personal information (NPI) about you without your express consent, except as described in this notice. We share your nonpublic personal information with (1) employees of our firm, (2) affiliates of our firm; (3) unaffiliated service providers (i.e., broker-dealers, banks, subadvisors, co-advisors, third-party managers, platform providers, account aggregation services and mutual fund companies) as necessary to effect, administer, or enforce transactions that the client has requested or authorized, or in connection with processing or servicing our services to you; (4) others who need to know such information in order to provide products or services to you, (5) any other person or entity with whom we are permitted or required by law to share it. We will also receive NPI from some or all of the entities listed above. Disclosure of NPI to such parties is unrestricted and facilitated by your agreement and consent.
We also share your nonpublic personal information with (6) unaffiliated professionals who we share your information with in order for those professionals to offer you additional services, and (7) with an investment adviser representative who formerly serviced your account(s) at Arrow Alliance (“Former Adviser”). For example, if your Former Adviser terminated his/her registration with Arrow Alliance and moved to another brokerage or investment advisory firm (“New Firm”), Arrow Alliance would permit your Former Adviser to obtain your customer information for the purpose of requesting your permission to transfer your account(s) to that New Firm. In that event, neither the Former Adviser nor his/her New Firm would be permitted to use your customer information for any other purpose without your express written consent. You have the right to request that we not share your personal information as described in (6) and (7) above. For more information, please see below.
We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information. Our safeguards include measures to protect your information prior to, during and upon termination of our financial services engagement (i.e., disposal of your data).
We do not sell, share, or disclose your personal information to persons or entities other than as described above. We will not share or disclose such information to non-affiliated third-party marketing companies.
You have the right to “Opt Out” and request that Arrow Alliance not disclose your NPI to your Former Advisor or unaffiliated professionals, such as Attorneys or Certified Public Accountants. To request that we not disclose your NPI to your Former Advisor or unaffiliated professionals, please call us at (615) 761-9430 or write to us at our address listed below. You may exercise this right to opt out at any time.
Arrow Alliance, LLC Privacy Policy
This policy may change to reflect updates in our practices, procedures, or regulatory requirements concerning the collection and use of NPI. As our client, you will receive notifications at least annually and our revisions or changes to this policy will be highlighted in our annual notifications. If you have any questions regarding our privacy policy, please do not hesitate to contact your investment advisor representative or you may write to, email, or call us at:
Arrow Alliance, LLC
6700 Tower Circle, Suite 360
Franklin, TN 37067
Phone: 615-761-9430
Firm Contact: Grayson Garvin
Website: www.arrowalliancellc.com
Email: info@arrowalliancellc.com
We are providing this notification to you in accordance with Federal and State regulations.
